Audits Of 401(k) Plans

Description

401(k) plans have become a popular option for employee benefit plans, so you must have the skills to audit these plans effectively. Every aspect of how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements are covered in this course. Tap into ways to plan and conduct 401(k) audits more efficiently and effectively, and understand the differences between 401(k) audits and other employee benefit plan audits.

Learning Objectives

* Understand the requirements for 401(k) audits as distinguished from audits of other types of employee benefit plans
* Plan and conduct 401(k) audits, including those with voice-response recordkeeping systems, more efficiently and effectively
* Recognize new developments affecting 401(k) audits

Major Topics

* ERISA and SEC requirements
* Audit planning: analytical procedures, accounting estimates, and fraud
* Evaluating internal control
* Auditing the statement of net assets available for benefits
* Auditing the statement of changes in net assets available for benefits
* Special audit considerations
* Preparing the auditor’s report
* Financial statement disclosures
* Supplementary schedules

Provider
AICPA
Course Level
Basic
CPE Field of Study
Auditing
8.0
Instructor(s)
Joann Cross
Prerequisites

None

Advanced Preparation

None

Location

Colorado Society Of CPAs, 7887 E. Belleview Ave, Suite 200, Englewood CO 80111

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When
Jun 19, 2012
8:30 am - 4:30 pm
Location
Colorado Society Of CPAs, 7887 E. Belleview Ave, Suite 200, Englewood CO 80111
Total CPE Credits
8.0
Format
In-Person
Instructor
Joann Cross

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Audits Of 401(k) Plans


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