All 2020 CPE and networking events have been moved online. Visit our updated catalog »

Investment Monitoring and Updating (On-Demand) 2020

Description

During the monitoring and updating phase of the investment planning engagement, performance is measured, goal achievements are monitored, and actions and recommendations are updated. More complex than the implementation phase, the monitoring and updating phase has an increased number of variables that must be calculated, validated and tracked.

Updated for the Tax Cuts and Jobs Act of 2017, this two-part course examines:

  • Measuring performance and goal achievement
  • Updating the Investment Policy Statement (IPS)
  • Portfolio rebalancing

This course also reviews the AICPA personal financial planning standard, which states a personal financial planner may be engaged in tracking progress in achieving established PFP goals or revising an existing personal financial plan, or both. We will also look at the passage of time, which affects all areas of an IPS. Therefore, goals that were once necessary may be eliminated and new goals documented, based on an agreement with the client.

Format: Voiceover PowerPoint, Audio

Learning Objectives
  • Select the most appropriate recommendation in an investment updating and monitoring engagement, based on a specific set of facts and circumstances.
  • Identify the nominal rate of return for a bond.
  • Calculate the required taxable equivalent yield.
  • Identify the detailed assessment of a client’s assets, liabilities and net worth.
  • Recall the benefits of a tactical allocation strategy.
  • Identify types of macroeconomic indicators.
Major Topics
  • Measuring performance and goal achievement
  • Updating the Investment Policy Statement (IPS)
  • Portfolio rebalancing
Provider
AICPA - Durham
Course Level
Intermediate
CPE Field of Study
Specialized Knowledge
1.5
Who Should Attend

CPAs and financial planners with basic knowledge of, and interest in, personal financial planning.

Instructor(s)
Susan Tillery Tom Tillery
Prerequisites

None.

Advanced Preparation

None.

Purchase Now
When
Available 24/7
Location
Online
Total CPE Credits
1.5
Format
On-Demand

MEMBER


$ (% off)
$79.00

NON-MEMBER


$ (% off)
$99.00
Become A Member

Purchase This Program

Investment Monitoring and Updating (On-Demand) 2020


Your browser is out-of-date!

Update your browser to view this website correctly.

Update my browser now

×