This two-day course provides (in “Plain English”) the practicing professional with the expertise and knowledge needed to excel as a preparer or reviewer of SEC filings. Participants will learn the rules of the road, explore the filing requirements and required forms (e.g., 10-K, 10-Q, 8-K, etc.), discover disclosure best practices, and gain insight from an experienced SEC reporting professional.
Solve your company’s specific SEC reporting problems and reduce your company’s SEC compliance cost.
* SEC Required Forms: 10-K, 10-Q, and 8-K and the proxy statement: a step-by-step walkthrough of the items * Rules, regulations and interpretations: S-X, S-K, FD, G, FRRs, SABs, SLABs, and CD&Is* Disclosure guidelines including MD&A best practices and recent enforcement cases (AAERs) * Current Activity at the SEC will be discussed throughout the course
Practicing professionals directly or indirectly responsible for SEC reporting within an organization. If you are an auditor, audit committee member, CFO, controller, assistant controller, SEC reporting manager or other professional wanting to learn more about SEC reporting, this two-day course is intended to give you the foundation you’ll need to succeed in your current role. Bring your laptop in order to access the SEC’s website and other related websites. Also bring your company’s filings to personalize the training experience.
Ability to prepare standard financial statements and evaluate financial statement disclosures