Webinar (AICPA): SOC 1 Reports Used in Employee Benefit Plan Audits

Description

This webcast will discuss how to maximize your firm’s use of a SOC 1 report in your EBP audits. Join to hear about An overview of SOC 1 reports and what each section covers; A discussion of the auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence; Tips for effectively reviewing and understanding the SOC 1 report and other firm best practices; A walkthrough of the EBPAQC SOC 1 tool and how to use it.

Learning Objectives

*Identify the unique control environment of employee benefit plans *Use SOC reports in risk assessment *Analyze SOC 1 reports and the related standards *Use the EBP Audit Quality Center Tool to document your use of a SOC 1 report *Apply the concepts discussed in the webinar to real examples from SOC reports

Major Topics

*What is a SOC 1 report? *The auditors responsibilities under AU-C section 402: Audit Considerations Relating to an Entity Using a Service Organization, when using a SOC 1 report as audit evidence. *Effectively reviewing and understanding the SOC 1 report and other firm best practices.

Provider
AICPA - Durham
Course Level
Intermediate
CPE Field of Study
Auditing
2
Who Should Attend

Auditors of employee benefit plans

Prerequisites

Prior experience in auditing employee benefit plans.

Advanced Preparation

This webinar is produced by AICPA. You will receive your login link/instructions and Certificate of Attendance directly from this third-party vendor. It is important that you review your COCPA confirmation for details on receiving your login instructions and COA from said vendor.

Location
Webinar
Event Information
When
Nov 15, 2021
11:00 am - 1:00 pm MDT
Location
Webinar
Total CPE Credits
2
Format
Webinar

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Webinar (AICPA): SOC 1 Reports Used in Employee Benefit Plan Audits


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