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Webinar (CA): Limited-Scope Audits of 401(k) Plans

Description

Auditing 401(k) Plans focuses on “limited-scope” audits that comprise over 80% of the audits filed with the Department of Labor. Take a hands-on approach to performing these engagements in a manner that complies with all professional requirements. Although not yet required, the substantive changes contained in SAS 136 are also discussed.

Learning Objectives

• Identify the requirements CPAs should follow when performing an audit of a 401(k) plan.
• Recognize the authoritative literature applicable to performing an audit of a 401(k) plan.
• Become familiar with the contents of the authoritative literature.
• Identify the trends in the profession and recognize the imminent changes to the professional landscape of performing audits of 401(k) plans.

Major Topics

• Requirements to meet when the client selects the ‘limited-scope’ audit option
• Testing participant data
• AICPA Audit and Accounting Guide ‘Employee Benefit Plans’
• AICPA SAS 136 Forming An Opinion and Reporting on Financial Statements of Employee Benefit Plans Subject to ERISA

Provider
California CPA Education Foundation
Course Level
Basic
CPE Field of Study
Auditing
8
Who Should Attend

CPAs that perform limited-scope audits of 401(k) plans.

Instructor(s)
Howard Sibelman
Prerequisites

None

Advanced Preparation

This webinar is produced by AICPA. You will receive your login link/instructions and Certificate of Attendance directly from this third-party vendor. It is important that you review your COCPA confirmation for details on receiving your login instructions and COA from said vendor.

Location
Webinar
Event Information
When
Aug 25, 2021
9:00 am - 4:30 pm MDT
Location
Webinar
Total CPE Credits
8
Format
Webinar

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$289.00

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$389.00
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Webinar (CA): Limited-Scope Audits of 401(k) Plans


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